On 17 November, ALLEA, the European Federation of Academies of Sciences and Humanities, the Global Young Academy, and STM (International Association of Scientific, Technical and Medical Publishers) convened a moderated panel discussion about “Inclusion, Diversity, Equity and Accessibility (IDEA) in Scholarly Peer Review” with four distinguished panelists from the global research and publishers’ communities. The full recording, as well as a short event report that summarizes the main themes that emerged during the discussion, are now available online.
The scholarly peer review system currently does not accurately represent the research community as a whole: women, researchers from the Global South, early career researchers, and non-native English speakers are all among those under-represented. In addition, researchers not affiliated with the traditional well-established institutions often experience a disadvantage when their work is submitted for peer review. Together, these biases directly affect individuals’ career progression and are likely to impact the quality of research outputs and diversification of the research system in general.
The aim of this webinar was to create more awareness of this topic, discuss existing barriers and gather input for possible solutions to overcome the challenge. To set the scene for an informed discussion, the moderator introduced the topic, followed by short opening statements in which each panellist outlined the barriers and possible solutions from their viewpoint. The audience had the opportunity to actively contribute to the discussion by sharing their views via different polls and asking questions to the panellists.
The three organisations have now published a short event report, which summarizes the main themes that emerged during the discussions and identifies areas that can represent a path forward.
The programme for the webinar, detailed information on the speakers, and the complete recording, can be found here.
Watch the full webinar
https://allea.org/wp-content/uploads/2022/12/Visual-Copy-1.png4281280Dino Tramontanihttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngDino Tramontani2022-12-19 14:13:382023-01-31 12:46:13Reflections on the ALLEA-GYA-STM webinar on “Inclusion, Diversity, Equity and Accessibility in Scholarly Peer Review”
The Open Science movement, characterised by the open sharing of ideas, theories, methods, data, and evidence to form the basis for a collaborative and innovative global research system, is gaining ground across the world – no doubt, accelerated by the unprecedented sharing of scientific insights during the peak of the Covid-19 pandemic. The crisis clearly showed that by opening up research outputs early to wider review and feedback, we stand to create more agile research ecosystems that are capable of delivering effective solutions to global challenges.
Dr Jessica Polka heads ASAPbio, a scientist-driven non-profit promoting transparency and innovation in life science communication.
One important lever for change in the way science is share and communicated is the use of preprints – the advance versions of scientific papers that are published before the formal peer review process. Preprints are thought to allow for the faster exchange of research, and enable a more open, collaborative, and inclusive research culture.
In this conversation with Dr Jessica Polka, Executive Director and Co-Founder of ASAPbio (Accelerating Science and Publication in biology), we talk about the productive use of preprints, as well as the critical role for transparent and open peer review in making research more accessible, diverse, inclusive and equitable.
Question: What drove you towards working to make scientific publishing more open and transparent?
Jessica Polka: As a postdoc, I felt that the incentives for early career researchers often run counter to the goals of efficient and collaborative knowledge generation – for instance, the push to place greater importance on publishing in a high-impact journal rather than on ensuring reproducibility, to avoid sharing data for years until it forms a “complete story,” or to value shallow metrics above social impact. I saw preprints as a practical way for many researchers to engage with open science, which would not only benefit individual researchers but also the research enterprise as a whole.
However, open communication about research doesn’t end when someone posts a preprint. Thus, we expanded our work at ASAPbio to include open peer review, both within and outside of journals.
Q:Could you tell me a bit more about preprints and how they could improve research culture and output?
JP: Preprints remove barriers to sharing, reading, and collaborating. In contrast to a traditional journal article that might be hidden from all but a handful of peer reviewers for months or even years before publication, preprints enable everyone around the world to have rapid access to new research. This puts authors in control of dissemination. This system is also compatible with traditional journals, thus enabling people to participate in both open science and more conventional workflows simultaneously.
Furthermore, when people share a journal article, they’re putting out a product that is more or less “set in stone”, and any comments or suggestions for improvement are not likely to be incorporated. By contrast, when someone shares a preprint, they can choose to share a draft in provisional form at a time when they can incorporate feedback and improve their work, maybe even add new collaborators to the project. This creates a genuinely productive dialogue.
“The traditional peer review system in journals is built on trust: authors and readers trust that when a paper is published in a given journal, it has been through a rigorous process. In turn, the editors of journals select reviewers they know they can rely on, creating a “club” of sorts.”
What are the benefits for individual researchers, especially early career researchers?
JP: Preprints allow everyone to participate in providing feedback on a paper. Besides social media and the commenting functionalities of preprint servers, there is a thriving ecosystem of projects that provide peer review on preprints, ranging from projects that highlight interesting preprints (e.g., preLights), to those that automate screening (e.g., ASWG), and provide editor-organised review (e.g., Review Commons, Peer Community In). Many of these projects, such as PREreview and ASAPbio’s own Crowd preprint review activities, are directly beneficial to early career researchers who might be more comfortable commenting anonymously, collaborating with others, or covering specific areas of a paper. And because these projects invite researchers to comment on a paper outside the context of a journal, reviewers can focus on the quality and merit of the science as opposed to whether it meets certain criteria for publication, which can only improve research outputs as whole.
Q: What do you think are the challenges in making the broader peer review system more inclusive?
JP: The traditional peer review system in journals is built on trust: authors and readers trust that when a paper is published in a given journal, it has been through a rigorous process. In turn, the editors of journals select reviewers they know they can rely on, creating a “club” of sorts. Furthermore, as the identities of reviewers and editors are often not known (which is sometimes necessary to protect the vulnerable from retaliation), there’s the potential for favouritism and bias.
Q: Do preprints make research more inclusive?
JP: Preprints are free to read and to post, and the screening process of preprint servers is more “light-weight” than peer review at a journal. This lowers barriers to sharing research, and it means that anyone, not just people invited by a journal, can act as a peer reviewer. However, there are disparities in who is posting preprints, with more representation from select countries and institutions (see Abdill et al.). We recognise that preprints alone aren’t a complete solution, and we are working towards broader cultural change in how research is created, communicated, and assessed.
“…since peer review decisions have significant impact on the authors under review, often making or breaking opportunities for funding, hiring, and promotion, it’s important that peer review proceeds fairly.”
Q: What are some first steps we can take within the peer review system to increase equity and opportunities for underrepresented groups (women, researchers from the global south, unaffiliated researchers) in research?
JP: First, we need a stronger evidence base from which we can recommend interventions. Journals and peer review projects could collect more demographic information from peer reviewers, authors, and editors to ensure that interventions can be studied more systematically. Tools such as PREreview’s bias reflection guide, for example, could be integrated into review workflows, which could help to counteract homophily.
Finally, we need better systems for recommending (and building trust in) reviewers that come from outside a given editor’s network. For example, public reviews, whether on published articles or on preprints (see our Preprint Reviewer Recruitment Network), could serve as work samples to demonstrate that a researcher would make a strong reviewer.
Q: What are some of the “success stories” from ASAPbio that have led to an increase in transparency in the peer review system?
JP: After our 2018 meeting on peer review, over 300 journals signed an open letter committing to enabling the publication of peer review reports alongside published articles. This surfaces the important scholarship involved in peer review, helps readers better understand the paper, and the transparency improves the integrity of the peer review process. On the preprint side, dozens of researchers have signed a pledge to publish reviews they have written alongside preprints. In addition to the many benefits to preprints listed above, this action opens the door to the reuse of peer reviews, which can serve as a catalyst for more public conversations about research.
“As a postdoc, I felt that the incentives for early career researchers often run counter to the goals of efficient and collaborative knowledge generation…”
Q: In your opinion, how would improving diversity, inclusion, and equity in the peer review system contribute to scientific progress?
JP: Peer review can improve the robustness and clarity of the vast body of scientific literature so it’s important that it works as well as possible. Evidence has shown that diverse groups are better at solving problems. From this standpoint, it’s vital that we bring a variety of perspectives into editorial processes.
Furthermore, since peer review decisions have significant impact on the authors under review, often making or breaking opportunities for funding, hiring, and promotion, it’s important that peer review proceeds fairly. Ultimately, fair processes can help to preserve the diversity we need to solve important research questions.
This interview is part of the ALLEA Digital Salon Women in Science Series. Dr Jessica Polka will moderate a panel discussion at the upcoming webinar on Inclusion, Diversity, Equity and Accessibility (IDEA) in the scholarly peer review system, co-organised by ALLEA, GYA (The Global Young Academy) and STM (International Association of Scientific, Technical and Medical Publishers). You can find out more about this webinar, which will tackle the challenges and opportunities for improving IDEA in peer review here.
About Jessica Polka
Dr Jessica Polka serves as Executive Director of ASAPbio, a researcher-driven non-profit organisation working to promote innovation and transparency in life sciences publishing in areas such as preprinting and open peer review. Prior to this, she performed postdoctoral research in the department of Systems Biology at Harvard Medical School following a PhD in Biochemistry & Cell Biology from UCSF. Dr Polka is also a Plan S Ambassador, an affiliate of the Knowledge Futures Group, an independent non-profit organisation that works to make knowledge more open and accesible, and a steering committee member of Rescuing Biomedical Research.
The Conclusions are in agreement with points that ALLEA has made over the years, in particular on the necessity of appropriately implementing and rewarding open science practices and the development of research assessment criteria that follow principles of excellence, research integrity and trustworthy science.
At the same time, ALLEA continues to stress that it matters how we open knowledge, as the push for Open Access publishing has also paved the way for various unethical publishing practices. The inappropriate use of journal- and publication-based metrics in funding, hiring and promotion decisions has been one of the obstacles in the transition to a more open science, and furthermore fails to recognize and reward the diverse set of competencies, activities, and outputs needed for our research ecosystem to flourish.
ALLEA therefore welcomes the principles set out in the Conclusion for designing novel approaches to research assessment, with particular weight on recognizing (1) the critical role for peer review in research assessment and (2) the importance of integrity and ethics in developing criteria focused on quality and impact.
ALLEA underscores that the described reforms are urgently needed and require concerted efforts from the international academic community, supported by infrastructures for exchanging best practices as well as the necessary financial resources to implement these.
https://allea.org/wp-content/uploads/2021/10/European-Research-Area.jpg4321496Dino Tramontanihttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngDino Tramontani2022-06-14 11:15:482023-01-31 12:26:53ALLEA Welcomes Council Conclusions on Research Assessment and Open Science
ALLEA’s Open Science Task Force has been invited to participate in several upcoming events to present their latest work and vision on Open Science practises. The task force will be represented in these events by its chair and ALLEA Vice President, Professor Luke Drury, from the Royal Irish Academy.
The upcoming events include:
Meeting of the US National Institute of Health Biomedical Informatics Coordinating Committee (BMIC)
20 April 2022
Following his participation at the US National Academies of Sciences, Engineering, and Medicine (NASEM) Roundtable on Aligning Incentives for Open Science, Prof Luke Drury has been invited to join the NIH Biomedical Informatics Coordinating Committee (BMIC) internal meeting on ‘Open Science, Integrity and Innovation’ as a guest speaker on 20 April to introduce ALLEA’s latest work on Open Science.
The BMIC was established in 2007 to improve communication and coordination of issues related to clinical- and bioinformatics at US National Institute of Health (NIH). It is a forum where cross-cutting issues related to biomedical informatics, data science, and open science are communicated, discussed, and coordinated.
AESIS seminar on Open Science & Societal Impact
20 April 2022
The international network for Advancing and Evaluating the Societal Impact of Science (AESIS) will be hosting an online seminar on ‘Open Science & Societal Impact’ on 20 April in partnership with the Federation of Finnish Learned Societies. Prof Luke Drury has been invited to chair the plenary opening panel titled ‘Open Science for Societal Good’ (9:40 – 11:50 EEST / 8:40- 10:50 CEST).
Main topics to be discussed in the event include incentivisation strategies and policies to stimulate Open Science; safe spaces to facilitate open scientific discourse in academia; examining geopolitical implications of global policies for access to research data; Open Science policies and practices to foster public trust and understanding in science, among others. More information and registration are available here.
Virtual Panel Discussion: Building Structural Equity and Inclusion in Open Scholarship
https://allea.org/wp-content/uploads/2020/08/open-sciencebanner.png4181499Dino Tramontanihttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngDino Tramontani2022-04-19 13:15:592022-04-19 13:24:40ALLEA Open Science Task Force to Be Represented in Upcoming Events
A new ALLEA statement examines the current patent system in the context of the ideals and objectives of open science and recommends, among others, the introduction of grace periods in patent applications to make knowledge open as early as possible.
In a new statement published today, ALLEA, the European Federation of Academies of Sciences and Humanities, advocates for the harmonisation of the patent system with open science. The academies urge policymakers to introduce a grace period of at least one year to ensure rapid open publication of research findings.
In addition, the authors conclude that patent income must not be seen as a substitute for public funding and patent activity should be used with great caution as an evaluation metric in assessing the performance of research institutions, projects, and individuals.
The statement, prepared jointly by ALLEA’s Open Science Task Force (OSTF) and the Permanent Working Group Intellectual Property Rights (PWGIPR), analyses the current debate on the possible synergies and perceived tensions between open science and patent protections.
The publication explores these two apparently contradictory views on research policy. On the one hand, a utilitarian view underlines the value of research as a key pillar of innovation in modern societies, wherein patents are considered important tools to valorise research findings. At the same time, an increasingly vocal open science movement advocates for knowledge generated through research to be considered as a global common good to be shared as openly and as rapidly as possible.
The authors consider that “there is no fundamental opposition between open science and protection of IPR; ideas can be freely shared even if their commercial use is subject to restrictions, and indeed this is only possible because of patent law. However, there are clearly operational problems with the way the patent system is currently structured.”
With the right adaptations to existing patent law, knowledge valorisation does not need to prevent early sharing of research findings. On the contrary, “a reformed patent system is essential to the widespread adoption of open science, and could even incentivise it”, states Luke Drury, Chair of the ALLEA Open Science Task Force.
In its conclusions, the statement recommends:
The introduction of a carefully formulated grace period of at least one year in patent applications to allow open publication prior to obtaining protection.
The existing research and experimentation exceptions should be strengthened and broadly interpreted to underpin the free non-commercial use by researchers of knowledge disclosed in patents.
In addition, it notes that:
While patent income and license fees may play a useful role in supplementing the budgets of public research bodies and the salaries of some individuals, this must not be seen as a substitute for public funding.
Patent activity should be used with great caution as an evaluation metric in assessing the performance of research systems, bodies, and individuals. Incentivising the accumulation of non-performing patents is counterproductive and a waste of resources.
The value of curiosity-driven open research in publicly funded research and education bodies needs to be better acknowledged as the bedrock on which innovation and entrepreneurial activity is built, even if it is hard to quantify and valorise.
Related to the last point, the role of distributed communities and teams of researchers needs to be better recognised. The emphasis in patent law on individual inventors is unhelpful in this regard and does not properly reflect how science operates.
https://allea.org/wp-content/uploads/2022/04/Open_science_innovation.jpg4761248Susana Irleshttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngSusana Irles2022-04-13 10:23:352022-06-23 10:11:31Patent System Needs Adjustment to Harmonize with Open Science Objectives, European Academies say
The UNESCO Recommendation on Open Science has been adopted at the 41st session of the UNESCO General Conference on 23 November 2021, making it the first international framework on open science. This follows a resolution from the 40th session of UNESCO’s General Conference in 2019, where 193 Member States tasked UNESCO with the development of an international standard-setting instrument on Open Science.
In developing the Recommendation on Open Science, UNESCO gathered contributions through Multistakeholder Consultations. A global online consultation on Open Science was conducted between February and July 2020 in the form of an online survey, which was open to all stakeholders and was available in English, French, and Spanish.
ALLEA participated in the design of this survey, which was coordinated by the International Science Council. As part of the UNESCO Open Science Partnership, the ALLEA Open Science Task Force also responded to the UNESCO Multistakeholder Consultations on Open Science with a statement submitted on 15 December 2020, which you can find here.
The UNESCO Recommendation on Open Science complements the 2017 Recommendation on Science and Scientific Research. It also builds upon the UNESCO Strategy on Open Access to Scientific Information and Research and the new UNESCO Recommendation on Open Educational Resources.
Aim of the UNESCO Recommendation on Open Science
The aim of the UNESCO Recommendation is to provide an international framework for open science policy and practice that recognises disciplinary and regional differences in open science perspectives, takes into account academic freedom, gender-transformative approaches and the specific challenges of scientists and other open science actors in different countries and in particular in developing countries, and contributes to reducing the digital, technological and knowledge divides existing between and within countries.
The Recommendation outlines a common definition, shared values, principles and standards for open science at the international level and proposes a set of actions conducive to a fair and equitable operationalisation of open science for all at the individual, institutional, national, regional and international levels.
To achieve its aim, the key objectives and areas of action of the UNESCO Recommendation are as follows:
i. promoting a common understanding of open science, associated benefits and challenges, as well as diverse paths to open science; ii. developing an enabling policy environment for open science; iii. investing in open science infrastructures and services; iv. investing in human resources, training, education, digital literacy and capacity building for open science; v. fostering a culture of open science and aligning incentives for open science; vi. promoting innovative approaches for open science at different stages of the scientific process; vii. promoting international and multi-stakeholder cooperation in the context of open science and with view to reducing digital, technological and knowledge gaps.
https://allea.org/wp-content/uploads/2021/11/Screenshot_3-1.png644994Dino Tramontanihttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngDino Tramontani2021-11-30 13:56:512021-12-15 16:14:17UNESCO General Conference Adopts Recommendation on Open Science
ALLEA, the Global Young Academy (GYA), and STM (International Association of Scientific, Technical and Medical Publishers) published today the summary of a series of cross-sectoral workshops on the future of peer review in an open, digital world.
Experts from across the world, representing different cultural and disciplinary traditions of peer review, convened virtually in November 2020 to discuss the future of peer review in an Open Science environment. Participants explored which models can best serve and reward the research community in both an enhanced and sustainable way.
Peer review is an essential element of scholarly communication and documentation processes and contributes to ensuring the quality and trustworthiness of modern research. The traditional models of peer review are, however, challenged by new digital modes of publication, and the wider range of research outputs envisaged as part of the move towards Open Science.
The workshops comprised a broad array of experts and actors including researchers, research funders, universities, publishers, libraries, the Open Science community and trade bodies. Main themes and areas for further consideration that emerged during the discussions included:
Clarifying peer review and the roles of different actors in the system
Building capacity for peer review: training, mentoring, inclusion and diversity
Leveraging technology to deliver enhanced peer review
Changes should be motivated by a strong evidence-base, collected through research, pilots and experimentation
https://allea.org/wp-content/uploads/2021/01/Peer-Review.jpg5321200Susana Irleshttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngSusana Irles2021-01-18 10:48:562023-01-31 12:29:44Shaping the Future of Peer Review
ALLEA has launched a task force dedicated to open science and chaired by Luke Drury (Royal Irish Academy). The ALLEA Open Science Task Force will contribute to the development, coordination and implementation of Open Science policies and initiatives with an emphasis on issues relevant to the European ResearchArea.
The group will draw on the expertise of ALLEA’s national academy members in promoting science as a global public good that is as open as possible and as closed as necessary and paying close attention to specific considerations of the social sciences and humanities.
The task force will:
work together with the Global Young Academy in assisting the creation and implementation of the European Commission Open Access publishing platform;
contribute to the expert consultations on the UNESCO Recommendation on Open Science;
liaise with other pertinent stakeholder organisations on Open Science.
amplify the voice of the European Academies in this policy area
For more information on the rationale behind the task force, check out Luke Drury’s op-ed on the ALLEA Digital Salon.
https://allea.org/wp-content/uploads/2020/06/shutterstock_1170081505.png9601287Susana Irleshttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngSusana Irles2020-06-23 10:40:502021-08-03 17:04:31ALLEA launches Open Science Task Force
Openness is one of the defining characteristics of modern science and scholarship. The idea that there should be some secret esoteric knowledge reserved for initiates has long been banished from serious research and survives only in some non-academic fringe groups. Even research in industrial R&D facilities is now routinely published, if only in the form of patent applications. The one major and sad exception is of course some military and security research, and there are also a small number of cases where fully open science is not appropriate, for example, in environmental research to protect endangered species or in medical research to protect patient confidentiality.
The fundamental concept is noble and powerful. Ideas, theories, and their supporting intellectual frameworks should constitute a common good of all humanity, freely shared for our mutual enjoyment and benefit. This concept is anchored in the Universal Declaration of Human Rights which states, in article 27.1 that “Everyone has the right freely to participate in the cultural life of the community, to enjoy the arts and to share in scientific advancement and its benefits.” This framing of science as a cultural activity from which nobody is excluded and to which everyone can contribute, and from which everyone can benefit without in any way reducing the benefit available to others, defines it as what economists term a pure public good.
“Ideas, theories, and their supporting intellectual frameworks should constitute a common good of all humanity, freely shared for our mutual enjoyment and benefit.”
The reality however is different. Large parts of scholarly publication have been captured by commercial bodies whose primary interest is shareholder value and not the common good. The sharing of data is partial, inconsistent, and inadequately resourced. Science is too often confused with innovation and valued only for its immediate utility. Openness is paid lip service, but is often not properly rewarded in research evaluations, funding decisions and career progression. If we want open science to realise its full potential, there is an urgent need to reform processes and attitudes as well as to invest in sustainable infrastructures and organisations to support it. The necessity of such change has been dramatically brought home by the COVID-19 pandemic, where the traditional structures of science have been exposed as too slow and sclerotic to deal with a rapidly changing scientific and policy landscape.
“The necessity of such a change (towards open science) has been dramatically brought home by the COVID-19 pandemic, where the traditional structures of science have been exposed as too slow and sclerotic to deal with a rapidly changing scientific and policy landscape.”
At the same time, however, we have to recognise that many features of the traditional system are there for good reasons, and that moving to a more open and agile system is not without risk. Managing change in a complicated and interconnected system is challenging and raises many issues, some legal, some ethical, some practical as well as more philosophical ones concerning the purpose, nature and conduct of scholarship itself. It is vital that the academic community actively participates in discussing these issues using the full range of analytic tools developed in our various disciplines as well as our lived experience as researchers.
Europe is not unique in this regard, and science being universal, this discussion has to be cognisant of the global context. However, it is also the case that some issues have a special salience within the European context. For all these reasons, ALLEA feels that it is appropriate to establish a special task force on Open Science to address these challenges, to allow ALLEA to respond in a coherent and timely manner to developments, and to amplify the voice of the European academies within this global debate.
https://allea.org/wp-content/uploads/2020/06/Mesa-de-trabajo-3.png450550Susana Irleshttps://allea.org/wp-content/uploads/2019/04/allealogo-1-300x83.pngSusana Irles2020-06-17 10:27:062021-09-21 14:51:22Why Open Science Is Here to Stay
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