“It Is Really Important for Experts to Know When They Are Helping and When They Are Making Things Worse”

Roger Pielke is Professor of Environmental Studies at the University of Colorado Boulder. He holds degrees in mathematics, public policy and political science. His wide interdisciplinary background and his skills as a communicator have made him a rara avis for science. He comfortably crosses scientific fields and professional roles as a speaker, an expert advisor, an author, and a prolific scholar in various areas. He recently visited Copenhagen to speak at the Final conference of the COST Cross-Cutting Activity on Science Communication, where ALLEA participated as one of the COST Action partners. In this interview, he touches upon key dilemmas for scientists when sharing their expertise and advice and when defining their role in democracy, communications or climate change.

Roger Pielke at the conference ‘Science advice under pressure’ on 27 April 2022. © SAPEA 2022, Sophie Lenoir.

Politicians will benefit much more from experts when those experts have a sophisticated and realistic appreciation for how policy and politics take place.

Question: Based on your experience in science advice and your research, what do politicians need from science and scientists? Is it only knowledge and evidence or is it more?  

Roger Pielke: Politicians need a range of things from science and scientists. They often need information or knowledge, and this can include scientific judgments on specific questions, like: How many people currently have COVID-19? Or it might include policy options, like: What might we do to keep the elderly safer in the pandemic? Two things that go beyond science are understanding and collaboration. Politicians will benefit much more from experts when those experts have a sophisticated and realistic appreciation for how policy and politics take place. As well, scientists need to use this understanding to be willing to engage and collaborate with politicians to support democratic governance.

Advisory bodies that have a clear mandate, well-understood terms of reference and ample experience perform very well.

Q.: In your opinion, what is a good example of an expert advice system? Why?

R.P.: In general, advisory bodies that have a clear mandate, well-understood terms of reference and ample experience perform very well. An example of such bodies are vaccine approval committees, they typically perform their work outside the public gaze and rely on relevant expertise to make recommendations about approval (or not) of proposed vaccines. These committees work so well that it is notable when they do not, such as when President Biden announced that COVID-19 boosters for certain age groups, but the relevant advisory committee had yet to meet. That resulted in some scrambling by both the Biden Administration and his advisors, illustrating the importance with which such committees are viewed.

Q.: You talk about ‘shadow advice’ as “formal or informal mechanisms of advice established outside of governmental science advisory processes to provide a counter or opposition body of legitimate, authoritative and credible guidance to policy makers.” Should we worry about this type of oppositional self-organised expert advice, or can it also benefit democracy?

R.P.: Shadow science advice has always been around (in fact, that’s what I’m offering in this interview!), but it took on a particular prominence during the pandemic. Around the world we have seen scientists and other experts self-organize to challenge both official advisory bodies as well as government policies. In democratic systems it is of course proper for people to self-organize and advocate for their preferred values and policies, that is democracy at its best. At the same time, experts have unique legitimacy and authority in society and, as we have seen, can delegitimize expertise and government, and damage democratic practices. It is really important for experts to know when they are helping and when they are making things worse – and if they don’t know the difference, maybe to slow down and figure that out.

Expert advisory systems work best when they reflect the fact that advice needs to be created, it does not emerge spontaneously from everyone “playing their own instrument.” 

Q.: At the COST conference, a metaphor that left everyone rethinking their role in the science community was your advice on science communication. Science communication should work as an orchestra, you said, and make more music instead of noise. As a science communicator yourself, how do you “conduct yourself” to make music instead of noise?

R.P.: One thing I like about the orchestra metaphor is that it highlights the importance of diverse expertise (e.g., violins and percussion), coordination and leadership. Expert advisory systems work best when they reflect the fact that advice needs to be created, it does not emerge spontaneously from everyone “playing their own instrument.”  There is both an art and a science to providing expert advice that empowers policy making, and in a way that supports democratic ideals. Science communicators should have some understanding of this art and science, if the goal is to improve the practice of policy and politics.

Q.: Back in 1994, you said in your dissertation: “Debate over ‘global warming’ has distracted scientists and policymakers alike from the requirements of effective decisionmaking”. What did you mean with this and how has this changed since then?

R.P.: I thought that was just sitting on a shelf somewhere! Yes, I have long argued that the debate (such as it is) over various elements of the science of climate change often distracts from the more important questions of what we might be doing to accelerate decarbonization and to make society less vulnerable to climate and climate change. Those issues require science, of course — e.g., science associated with zero-carbon energy technologies and that of disaster resilience. These topics require a different sort of science than typically is at the center of attention in climate discussions, which often focus on long-term projections of climate futures conditioned on various scenarios. We know that decarbonization is a global priority and better adaptation is needed. I’d argue we already knew that in 1994!

The climate science community has well-served the issue of climate change, but it is time to recognize that the knowledge that we need in 2022 is quite different than that needed in 1988 (when the IPCC was created) and institutions should evolve accordingly.

Q.: What should the climate science community set as a priority when providing advice or interacting with politics today and in the next decade?

R.P.: The first question to ask is of policy makers: What information is it that you need to make better decisions? In my experience policy makers do not need more physical science or climate modelling, they need policy options, including technological options. If carbon-free energy were cheap, easy to deploy and came with a broad social acceptability, the issue of decarbonization would be straightforward. The broad climate community should be focusing more attention on developing viable options that meet these criteria. Of course, many people are focused on these issues, and that is a good thing, but there is considerable room for greater urgency on these issues. The climate science community has well-served the issue of climate change, but it is time to recognize that the knowledge that we need in 2022 is quite different than that needed in 1988 (when the IPCC was created) and institutions should evolve accordingly.

 

 

New Report Explores the Ethics of Digital eXtended Reality, Neurotechnologies, and Climate Engineering

TechEthos project publishes two analyses of the ethics and laws applicable to the three technology families under study

In June 2022, TechEthos (Ethics for Technologies with High Socio-Economic Impact), a Horizon 2020-funded project, published a draft report on the ethical issues that need to be considered for the three technology families under study:

  • Digital eXtended Reality, including the techniques of visually eXtended Reality (XR) and the techniques of Natural Language Processing (NLP)
  • Neurotechnologies
  • Climate Engineering, including Carbon Dioxide Removal (CDR) and Solar Radiation Management (SRM)

The report, co-authored by tech ethicist Laurynas Adomaitis and physicist Alexei Grinbaum at the Commissariat à l’Énergie Atomique et aux Énergies Alternatives (CEA), along with Dominic Lenzi from the University of Twente (TU), is currently under review by the European Commission. It is based on literature studies, original research, expert consultation, and digital ethnographies.

TechEthos

Source: TechEthos Report on the Analysis of Ethical Issues

In addition to briefly describing the technologies in each family, the report identifies core ethical dilemmas, describes key applications and case studies, and identifies ethical values and principles in line with the “ethics by design” (the implementation of ethical, legal, and societal values and principles from the conception to implementation stages of technology design) methodology, provides operational checks and balances for each value/principle in the form of questions, and outlines mitigations strategies for the same.

The 142-page report is structured into four chapters, which include an introduction into technology ethics and cross-cutting issues in the three technology families, and a deep-dive into each one. Some examples of the ethical issues unique to the different technologies include:

  • The impact of digital eXtended Reality on the values and principles of transparency, dignity, privacy, non-manipulation, and responsibility, as well as their relevance for the analysis of risk reduction, environmental impact, dual use and misuse, gender bias, and power and labour relations
  • The lack of human-like reasoning or understanding in NLP systems, spontaneous anthropomorphisation of chatbots, and the influence of artificial emotions on human users
  • The impact of neurotechnologies on the values and principles of autonomy, responsibility, privacy, risk reduction, and informed consent
  • The potential for less costly, but less effective climate engineering solutions to divert resources away from more sustainable, but more expensive initiatives
  • The potential for climate engineering to be more wasteful

Beyond the well-researched and in-depth analysis of the conceptual arguments, there are also helpful use cases and questions that stakeholders can ask when dealing with the ethics of the technologies in each family.

Analysis of international and EU law and policy applied to Digital eXtended Reality, Neurotechnologies, and Climate Engineering

In July 2022, following the analysis of the ethical dilemmas inherent to each technology family studied by TechEthos, a second draft report was published, which delved into the international and EU laws and policies for their relevance and applicability to Digital eXtended Reality, Neurotechnologies, and Climate Engineering. Although there is no dedicated EU or international law governing these three technology families, there do exist several legal frameworks that could be applied to them.

The report serves to review these legal domains and related obligations at international and EU levels, identifies the potential implications for fundamental rights and principles of democracy and rule of law, and reflects on issues and challenges of existing legal frameworks to address current and future implications of the technologies. The 242-page report covers human rights law, rules on state responsibility, environmental law, climate law, space law, law of the seas, and the law related to artificial intelligence (AI), digital services and data governance, among others as they apply to the three technology families.

The report was co-authored by Nicole Santiago, Ben Howkins, Julie Vinders, Rowena Rodrigues, and Zuzanna Warso from Trilateral Research (TRI), Michael Bernstein from the AIT Austrian Institute of Technology, and Gustavo Gonzalez and Andrea Porcari from the Associazione Italiana per la Ricerca Industriale (Airi). It aims to present an evidence base for the TechEthos project’s development of recommendations for policy and legal reform, and is currently being reviewed by the European Commission.

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TechEthos is led by AIT Austrian Institute of Technology and will be carried out by a team of ten scientific institutions and six science engagement organisations from 13 European countries over a three-year period. ALLEA is a partner in the consortium of this project and will contribute to enhancing existing legal and ethical frameworks, ensuring that TechEthos outputs are in line with and may complement future updates to The European Code of Conduct for Research Integrity.

European Science Organisations Reach Agreement on Reforming Research Assessment

Following a six-month collaborative process involving more than 350 European organisations from over 40 countries, an Agreement on Reforming Research Assessment has been reached and made public today. ALLEA has contributed to the Agreement as part of a core group of 20 research organisations that supported the drafting team throughout the process.

The Agreement summarises a shared vision on how to reform assessment practices for researchers, research projects and research performing organisations, with overarching principles founded on quality, impact, diversity, inclusiveness, and collaboration.

The envisioned reforms are centred around the following four core commitments:

  1. Recognise the diversity of contributions to, and careers in, research in accordance with the needs and nature of the research
  2. Base research assessment primarily on qualitative evaluation for which peer review is central, supported by responsible use of quantitative indicators
  3. Abandon inappropriate uses in research assessment of journal- and publication-based metrics, in particular inappropriate uses of Journal Impact Factor (JIF) and h-index
  4. Avoid the use of rankings of research organisations in research assessment

Several additional supporting commitments aim to enable the move towards new research assessment criteria, tools and processes, and to facilitate mutual learning, communicate progress and ensure that new approaches are evidence informed. The Agreement further includes anticipated timeframes for implementing the reforms and evaluating progress and describes the operational structures for a coalition of organisations devoted to working together to implement the changes.

Next Steps

The collection of signatures to join the Coalition supporting the Agreement will be launched on 28 September 2022 at the EU Research and Innovation Days. A General Assembly of Coalition members will further decide on the governance of the Coalition, the strategy guiding the operations and activities of the Coalition as a whole, its annual work-plan and budget. The first General Assembly is expected to take place towards the end of this year.

As a European umbrella organisation of academies of sciences and humanities, ALLEA was able to provide an interdisciplinary perspective based on shared European academic values. ALLEA contributed to the Agreement through its Permanent Working Group on Science & Ethics and the Working Group European Research Area. Previously, ALLEA had also worked with the Global Young Academy on recommendations on the topic.

In a parallel endeavour, the Council of the European Union has recently adopted its Conclusions on Research Assessment and Implementation of Open Science. ALLEA welcomes the principles set out in the Conclusions for designing novel approaches to research assessment and emphasises that there is no “one-size-fits-all” format: any reforms should be driven by researchers taking responsibility for improving research assessment in their communities, following the core concept of self-regulation set out in the European Code of Conduct for Research Integrity. (Read ALLEA’s full response here)

More information

  • The complete Agreement for Reforming Research Assessment can be found here, as well as an overview of frequently asked questions regarding the Agreement and the Coalition.
  • Further information on the drafting process and the actors involved can be found here.

The Global Young Academy Has Launched a Call for New Members

The Global Young Academy (GYA) has launched a call for new members. The deadline for applications is 15 September, 18.00 (6 pm) UTC. Applications are sought from young, independent scholars who combine the highest level of research excellence with a demonstrated passion for delivering impact.

The call for applications encourages scholars from all backgrounds. You can read below some of the key criteria:

  • Research: The call is open to all scholars working in any research-based discipline, including the natural, physical and social sciences, as well as the arts and humanities.
  • Excellence: Applicants must be able to demonstrate a high level of excellence in their discipline, ascertained by a proven track record and expected future achievements. Moreover, applicants must demonstrate a clear commitment to making a difference in society. PhD or equivalent is a requirement for applicants.
  • Impact: The GYA is committed to a broad range of programmes around the world to support young scholars, promote science to a broad audience, engage in policy debate, and foster international and interdisciplinary collaboration. Applicants should provide evidence of interest or experience in one or more of these areas.
  • Age/career point: Applicants should be in the early to middle years of their independent careers, i.e. approximately 7 years from PhD and aged 30-40. Applicants falling outside these ranges are still invited to send their applications with a justification for why they should be considered.
  • Expectations: Each GYA member is expected to attend the GYA Annual General Meeting each year and is also expected to actively contribute to one or more of the organisation’s programmes, which include participation in policy development, promotion of National Young Academies, supporting science outreach and education at the national and international levels, and the young scientist ambassador programme. The GYA is an active organisation, and being a member requires a time commitment on each member’s part. In the event that applicants are selected as new GYA members, they should be available to attend the next Annual General Meeting, which is scheduled for 5 June – 9 June 2022 in Rwanda.

To learn more about the application process, visit this page.

About the Global Young Academy

The GYA develops, connects and mobilises young talent from six continents, and empowers young researchers to lead international, interdisciplinary and intergenerational dialogue. The GYA aims to elevate the voice of young scientists in evidence-informed and inclusive global, regional and national decision making.

ALLEA and the GYA started a strategic partnership in 2020 to capitalise on the diverse expertise and experience of both organisations.

Call for Applications for Ukrainian Academic Institutions Open

ALLEA has launched a call for applications to support Ukrainian academic institutions affected by the war. The call is part of the second funding line of the European Fund for Displaced Scientists programme, supported by the Breakthrough Prize Foundation. Applications must be submitted by 15 August 2022.

The aim of this funding is to support Ukrainian academic institutions in the continuation and/or reinstatement of their scientific operations and research collaborations, as well as to support initiatives that facilitate reintegration of researchers upon their return to Ukraine.

Applications are open for Ukrainian academic institutions (including universities, academies, and research institutes) that have been directly affected by the war. As a rule, the maximum amount applied for should not exceed €75,000 per institution.

The selection process is carried by an independent selection committee composed of senior officials from the following international, pan-European science institutions, representing universities, funding organisations, and individual researchers, including the European Research Council (ERC), European University Association (EUA), Global Young Academy (GYA), and Science Europe. The committee’s work is coordinated by ALLEA’s President.

To learn more about the application process of this second funding line, visit our dedicated webpage, where applicants can download the corresponding applications forms.

The second funding line follows up a separate, first call for applications launched on 25 May. The Funding Line 1 was set up to support academic institutions in Europe that are hosting Ukrainian scholars displaced by the war. This application process closed on 1 July.

Both funding lines are supported by $1.5 million donation provided by Breakthrough Prize Foundation, a non-profit organization dedicated to recognizing the world’s great scientists, advancing cutting-edge scientific research, and helping to create a knowledge culture in which everybody, especially the next generation, can be inspired by the big questions of science.

ALLEA Provides Expert Advice to the European Commission’s Public Consultation on Plants Produced by New Genomic Techniques

Today ALLEA, the European Federation of Academies of Sciences and Humanities, responded to the European Commission’s public consultation on plants produced by certain new genomic techniques (NGTs).

After providing feedback on the Commission’s roadmap in October 2021, ALLEA welcomes the opportunity to share more detailed input from the scientific community on the challenges related to the current regulatory system, as well as our vision for possible ways forward.

In its response, ALLEA stresses that the 2018 European Court of Justice decision “is a major setback for the development of useful new crops, including those with optimised traits to mitigate climate change and provide high-quality food for a growing population. The length and cost of the current authorisation process for NGTs is disproportional to the potential risks and makes it, except for major industrial players, de facto impossible to bring NGT seeds to our farmers”.

ALLEA states that “any future risk assessment framework should be science-based, considering not only potential risks but also the full spectrum of expected benefits to environment and society” and shares the Commission’s view that plants obtained by NGTs have the potential to contribute to the objectives of the European Green Deal and in particular to the Farm to Fork and Biodiversity Strategies. 

“We must take into account the unique challenges farmers are faced with in different regions and different sectors, as well as how our food systems continue to be affected by societal and geopolitical developments. Ultimately, farmers are best positioned to respond to these challenges, and they should be provided with broadest possible spectrum of technologies and seeds to support them”.

ALLEA also acknowledges the importance of providing clarity on when seeds and products are created using NGTs. “[…] farmers, producers and consumers should have a free choice to decide if they use or buy seeds and products created using NGTs. Transparent documentation will be important to guarantee autonomy and trust throughout our food systems.”

The response to the European Commission’s consultation reemphasizes key elements from the 2020 ALLEA report Genome Editing for Crop Improvement, which is based on expert discussions during the joint ALLEA and Royal Flemish Academy of Belgium for Science and the Arts (KVAB) symposium on the topic, as well as further work together with Re-Imagine Europa.

The Ukraine Crisis: Responses from the European Higher Education and Research Sectors

On 15 June 2022, ALLEA co-organised the online conferenceThe Ukraine Crisis: Responses from the European Higher Education and Research Sectors.’ The event brought together key stakeholders in Europe to address the impact of the war in Ukraine to the country’s academic and scientific sectors.

The conference was organised jointly by ALLEA and Science for UkraineKristiania University College and the International Science Council (ISC). Invited guests included members of the higher education and research sectors, relevant government bodies, funding and donor agencies, and humanitarian organisations. The event also sought to serve as a platform for Ukrainian voices, with many Ukrainian scientists and institutions participating actively throughout the conference and in the subsequent breakout sessions.

The conference was opened with a presentation from the Ukrainian Minister of Education and Science, Serhiy Shkarlet, who outlined the current challenges and prospects facing the Ukrainian academic sector. Minister Shkarlet emphasised the importance of renovating the Ukrainian higher education system and preventing a brain-drain, which could have a long-term detrimental impact on Ukrainian science.

Minister Shkarlet’s presentation was followed by a roundtable discussion composed of Ukrainian displaced scholars who remained in the country, as well as early-career Ukrainian scientists, European and global scientific institutions, NGOs, and the international humanitarian sector. The main topics of discussion included how to best support scientists who stayed in Ukraine, and the importance of finding a balance between short- and long-term strategies. Also covered in the discussion were the immediate needs of Ukraine’s higher education sector, which include critical equipment to continue operations, and technical support to digitalise the education system and transition to an online presence with opportunities for distance learning, joint degrees and affiliations, all of which are needed to remain active through the war.

ALLEA was represented by its Vice President, Professor Luke Drury, who introduced ALLEA’s response to support Ukraine. These include the newly established European Fund for Displaced Scientists (EFDS), which recently launched its call for applications for Funding Line 1, and ALLEA’s participation in drafting a 10-point Action Plan to support the Ukrainian academic system.

The round table was followed by four breakout sessions which aimed to identify solutions and recommendations pertaining to ongoing support and rebuilding of Ukraine, including existing support initiatives, short- and long-term interventions, and lessons learned to respond to similar situations in other regions of the world.

ALLEA Welcomes Council Conclusions on Research Assessment and Open Science

ALLEA welcomes the adoption of the Conclusions on Research Assessment and Implementation of Open Science by the Council of the European Union on 10 June. See ALLEA’s full response here.

The Conclusions are in agreement with points that ALLEA has made over the years, in particular on the necessity of appropriately implementing and rewarding open science practices and the development of research assessment criteria that follow principles of excellence, research integrity and trustworthy science.

At the same time, ALLEA continues to stress that it matters how we open knowledge, as the push for Open Access publishing has also paved the way for various unethical publishing practices. The inappropriate use of journal- and publication-based metrics in funding, hiring and promotion decisions has been one of the obstacles in the transition to a more open science, and furthermore fails to recognize and reward the diverse set of competencies, activities, and outputs needed for our research ecosystem to flourish.

ALLEA therefore welcomes the principles set out in the Conclusion for designing novel approaches to research assessment, with particular weight on recognizing (1) the critical role for peer review in research assessment and (2) the importance of integrity and ethics in developing criteria focused on quality and impact. 

ALLEA underscores that the described reforms are urgently needed and require concerted efforts from the international academic community, supported by infrastructures for exchanging best practices as well as the necessary financial resources to implement these. 

Read ALLEA’s full response

ALLEA Signs 10-Point Action Plan to Support Ukrainian Academic System

Following a meeting of representatives from various scientific institutions on 2 June 2022 at the Polish Academy of Sciences in Warsaw, a 10-point Action Plan has been unveiled to help Ukrainian science, both during and after the war.

The main goal of the meeting was to inform relevant stakeholders about ongoing schemes to support the Ukrainian academic system and the members of the scientific community that have been impacted by the war, as well as to coordinate the use of resources in order to allocate them more efficiently.

The Action Plan takes into consideration means to maintain the Ukrainian academic system operating throughout the duration of the war, as well as provisions for the recovery of a post-war Ukraine.

The Action Plan was signed by ALLEA President Antonio Loprieno, and by representatives from the the Polish Academy of Sciences, the National Academy of Sciences of Ukraine, the US Academy of Sciences, the German National Academy of Sciences Leopoldina, the Royal Danish Academy of Sciences and Letters, and the Royal Society of the United Kingdom.

Read the 10-point Action Plan

ALLEA Launches Call for Applications for the European Fund for Displaced Scientists

ALLEA is officially launching the call for applications for the European Fund for Displaced Scientists (EFDS). This call pertains to Funding Line 1 of the EFDS, set up to support academic institutions in Europe that are accepting Ukrainian scholars displaced by the war.

ALLEA, the European Federation of Academies of Sciences and Humanities, is launching the call for applications for Funding Line 1 of the European Fund for Displaced Scientists (EFDS). Funding Line 1 provides funds to academic institutions (including universities, academies, and other research-performing organisations) within the Council of Europe region that are willing and able to host displaced Ukrainian scholars.

Hosting institutions will integrate Ukrainian scholars into existing or new research projects and departments, and commit to supporting them by providing the required infrastructure for scholars to continue their research work in a safe environment. The EFDS programme will offer a monthly stipend for up to 12 months. Applications may only be submitted by the prospective host institutions, and the maximum amount should not exceed €25,000 per hosting arrangement. There is no limit as to how many scholars an institution can apply funding for.

Applications will be received in two different rounds. To be considered for the first round, complete applications must be submitted by 1 July 2022. The application form and all the relevant information regarding the application process can be found in our dedicated page for Funding Line 1. All queries regarding the EFDS programme can be sent via email to efds@allea.org.

A separate call for Funding Line 2 will be launched soon, which will provide funds to affected Ukrainian institutions to help them maintain and rebuild their research operations and networks.

 

About the EFDS programme

The European Fund for Displaced Scientists (EFDS) has been established through a partnership between ALLEA and the Breakthrough Prize Foundation to support scholars and scientific institutions impacted by the war in Ukraine. The programme, endowed with $1.5 million, will provide funding to academic institutions in Europe to host displaced scholars, as well as to affected Ukrainian research institutions to help them maintain their operations and rebuild their scientific facilities and research collaborations. Learn more